Bank Secrecy Act (BSA) Policy - Basic Version - $175.00


The purpose of this Bank Secrecy Act Policy Template - Basic Version is to address measures used by a financial institution to comply with the requirements of the Bank Secrecy Act (BSA).

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Structure of Accountability - Topic 3
Compliance Program and Structure - Topic 4
Risk Management and Assessment - Topic 5
Suspicious Activity Reporting - Topic 6
Currency Transaction Reporting - Topic 7
Currency Transaction Reporting Exemptions - Topic 8
Information Sharing - Topic 9
Monetary Instruments - Topic 10
Funds Transfers and Recordkeeping Requirements - Topic 11
Anti-Money Laundering Policy Reference - Topic 12
Customer Identification Program Policy Reference - Topic 13
Office of Foreign Assets Control Policy Reference - Topic 14
Audit Policy - Topic 15
Staff Training - Topic 16
Penalties - Topic 17
Retention of Documentation - Topic 18

Recent updates to this product:
07/02/18 Update
Advisory on Human Rights Abuses Enabled by Corrupt Senior Foreign Political Figures and their Financial Facilitators - FIN-2018-A003
12/04/17 Update
Advisory to Financial Institutions Regarding Disaster-Related Fraud - FIN-2017-A007
09/05/17 Update
Advisory to Financial Institutions, Real Estate Firms/Professionals - FIN-2017-A003
12/05/16 Update
Technical Amendments to Various Bank Secrecy Act Regulations

NOTE: This product is designed to provide the basic elements of the Bank Secrecy Act (BSA) and DOES NOT include detailed anti-money laundering (AML), customer identification (CIP), and OFAC guidance.  Please refer to the Bank Secrecy Act Policy Template - Comprehensive Version which incorporates these and other key elements of BSA/AML regulatory guidance.

This Bank Secrecy Act Policy Template - Basic Version (approximately 87 pages) is available to purchase from in Microsoft® Word format for $175.00.

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