Human Resources Code of Ethics Policy - $175.00


The purpose of this Human Resources Code of Ethics Policy Template is to address the appropriate personal and professional code of ethics in a bank, credit union, or other type of financial institution in accordance with all applicable laws, rules and regulations.

Table of Contents

Purpose and Contents - Topic 1
General Policies - Topic 2
Responsibility as an Investor Owned Corporation - Topic 3
Personal Conduct - Topic 4
Conflict of Interest - Topic 5
Confidential Information - Topic 6
Fidelity Coverage - Topic 7
Obeying Laws and Regulations - Topic 8
Competition and Fair Dealing - Topic 9
Directors or Officers in Outside Companies - Topic 10
Membership in Civic, Charitable and Political Organizations - Topic 11
Outside Employment -Topic 12
Advice to Customers -Topic 13
Lending Relationships and Prohibited Lending Practices - Topic 14
Gifts, Gratuities, and Other Payments from Customers - Topic 15
Solicitation Policy - Topic 16
Speeches and Articles for Publication - Topic 17
Social Media and Networking Access, Use and Behavior Standards - Topic 18
Whistleblower Policy - Topic 19
Audit Policy - Topic 20
Staff Training - Topic 21
Retention of Documentation - Topic 22

Includes the following form template:
Human Resources Code of Ethics Compliance Certificate (2 pages)
Social Media and Networking Acknowledgement (3 pages)

This Human Resources Code of Ethics Policy Template (approximately 32 pages) is available to purchase from in Microsoft® Word format for $175.00.

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