Management Interlocks Policy - $100.00
The purpose of this Management Interlocks Policy is for a financial institution to ensure proper adherence to the Depository Institution Management Interlocks Act to foster competition by generally prohibiting a management official of a depository organization from simultaneously serving as a management official of an unaffiliated depository organization in situations where the management interlock likely would have an anticompetitive effect.
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Exemptions - Topic 4
Background Investigations - Topic 5
Decision Criteria - Topic 6
Application Process - Topic 7
Audit Policy - Topic 8
Staff Training - Topic 9
Retention of Records - Topic 10
Recent updates to this product:
Revised Management Interlocks Booklet - OCC Bulletin 2017-4
This policy template (approximately 9 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $100.00.
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