Management Interlocks Policy - $100.00


The purpose of this Management Interlocks Policy Template is for a bank or other type of financial institution to ensure proper adherence to the Depository Institution Management Interlocks Act to foster competition by generally prohibiting a management official of a depository organization from simultaneously serving as a management official of an unaffiliated depository organization in situations where the management interlock likely would have an anticompetitive effect.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Exemptions - Topic 4
Background Investigations - Topic 5
Decision Criteria - Topic 6
Application Process - Topic 7
Audit Policy - Topic 8
Staff Training - Topic 9
Retention of Records - Topic 10

This Management Interlocks Policy Template (approximately 9 pages) is available to purchase from in Microsoft® Word format for $100.00.

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