FIND YOUR TEMPLATE. FAST AND EASY!

Risk Management of Products and Services Policy

$175.00

The purpose of this Risk Management of Products and Services Policy Template is to ensure a bank, credit union, or other type of financial institution properly evaluates and oversees its new products and services (including the enhancement and/or revision of existing products and services) to verify that they are permissible and, if applicable, obtain the necessary regulatory approvals to ensure compliance with all federal and state laws, rules, and regulations.

Description

Risk Management of Products and Services Policy

The purpose of this Risk Management of Products and Services Policy Template is to ensure a bank, credit union, or other type of financial institution properly evaluates and oversees its new products and services (including the enhancement and/or revision of existing products and services) to verify that they are permissible and, if applicable, obtain the necessary regulatory approvals to ensure compliance with all federal and state laws, rules, and regulations.

Table of Contents

  • Purpose and Contents – Topic 1
  • Policy Statement – Topic 2
  • Organization, Responsibilities and Administration – Topic 3
  • Strategic Planning and Due Diligence – Topic 4
  • Regulatory Applicability – Topic 5
  • Risk Management – Topic 6
  • Audit Policy – Topic 7
  • Staff Training Topic 8
  • Retention of Documentation – Topic 9

This Risk Management of Products and Services Policy Template (approximately 25 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.

Want to ensure your purchase from BankPolicies.com remains current? Add a Product Update Protection Plan to your shopping cart to ensure that you will automatically receive an updated version every time it is revised via e-mail within one year from the last date of purchase. This timely and cost-effective solution ensures that you stay on top of federal regulatory changes and industry recommended best practices.

When updates are made you will receive detailed information regarding why the product was updated and what has changed within the product in our Product Update Notification e-mail correspondence. This enables you to make an informed decision on whether to make any changes to the policy or procedure you implemented for your financial institution from the revised template.

Our dedicated staff of career banking industry professionals are ready to keep your financial institution up to date with the latest bank policy standards and industry best practices. Purchase your bank policies from us today and rest easy knowing you have the right team helping you and your organization stay compliant. We look forward to earning your business for all of your bank policy needs.

You may also like…