Regulation I Policy - $50.00


The purpose of this Regulation I Policy Template is to address how a financial institution adheres to Regulation I - “Disclosure Requirements for Depository Institutions Lacking Federal Deposit Insurance" to ensure the proper disclosure of certain insurance related information in periodic statements, account records, locations where deposits are normally received, and advertising, and that the financial institution obtain a written acknowledgment from depositors regarding the financial institution’s lack of federal deposit insurance.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Disclosures in Periodic Statements and Account Records - Topic 4
Disclosures in Advertising and on the Premises - Topic 5
Disclosure Acknowledgement - Topic 6
Exception for Certain Depository Institutions - Topic 7
Enforcement - Topic 8
Audit Policy - Topic 9
Staff Training - Topic 10
Retention of Documentation - Topic 11

This Regulation I Policy Template (approximately 5 pages) is available to purchase from in Microsoft® Word format for $50.00.

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