Regulation O and Insider Activity Policy - $175.00
Table of Contents
Purpose and Contents – Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Regulation O and Related Laws and Regulations - Topic 4
Board of Directors and Senior Management Responsibilities - Topic 5
Risk Management - Topic 6
Duty of Care and Duty of Loyalty - Topic 7
Compensation and Benefits Paid to Insiders - Topic 8
Extension of Credit - Topic 9
General Prohibitions - Topic 10
Additional Restrictions on Loans to Executive Officers - Topic 11
Unauthorized Extension of Credit - Topic 12
Public Disclosure - Topic 13
Reporting Requirement for Credit Secured by Bank Stock - Topic 14
Civil Penalties - Topic 15
Application to Savings Associations - Topic 16
Audit Policy - Topic 17
Staff Training - Topic 18
Retention of Documentation - Topic 19
Includes the following form template:
Insider Policy Acknowledgement of Receipt (1 page)
This policy template (approximately 38 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.
Mix and Match Volume Pricing
Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.
We're here to help you!
If you need help choosing the right documents for your financial institution or just need expert advice, BankPolicies.com is ready to help you.