Regulation S Policy - $100.00


The purpose of this Regulation S Policy Template is to address how a financial institution adheres to Regulation S - “Reimbursement for Providing Financial Records".  In general, this subpart of Regulation S establishes the rates and conditions for reimbursement of reasonably necessary costs directly incurred by a financial institution in assembling or providing customer financial records to a government authority.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions – Topic 3
Cost Reimbursement – Topic 4
Exceptions – Topic 5
Conditions of Payment – Topic 6
Payment Procedures – Topic 7
Audit Policy – Topic 8
Staff Training – Topic 9
Retention of Documentation – Topic 10

This Regulation S Policy Template (approximately 6 pages) is available to purchase from in Microsoft® Word format for $100.00.

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