Regulation S Policy - $100.00


The purpose of this Regulation S Policy is to address how a financial institution adheres to Regulation S - “Reimbursement for Providing Financial Records".  In general, this subpart of Regulation S establishes the rates and conditions for reimbursement of reasonably necessary costs directly incurred by a financial institution in assembling or providing customer financial records to a government authority.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions – Topic 3
Cost Reimbursement – Topic 4
Exceptions – Topic 5
Conditions of Payment – Topic 6
Payment Procedures – Topic 7
Audit Policy – Topic 8
Staff Training – Topic 9
Retention of Documentation – Topic 10

This policy template (approximately 6 pages) is available to purchase from in Microsoft® Word format for $100.00.

Mix and Match Volume Pricing

Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.

Sample Request

Click here if you are a new financial institution client and are interested in receiving a sample version of this product by e-mail attachment.

Need help choosing the right bank policy products?

If you need help choosing the right documents for your financial institution or just need expert advice, is ready to help you.