Risk Management of Products and Services Policy - $175.00
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Organization, Responsibilities and Administration - Topic 3
Strategic Planning and Due Diligence - Topic 4
Regulatory Applicability - Topic 5
Risk Management - Topic 6
Audit Policy - Topic 7
Staff Training Topic 8
Retention of Documentation - Topic 9
The purpose of this policy is to ensure a financial institution properly evaluates and oversees its products and services to verify that they are permissible and, if applicable, obtain the necessary regulatory approvals to ensure compliance with all federal and state laws, rules, and regulations. This policy template (approximately 22 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.
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