Risk Management of Products and Services Policy - $175.00
The purpose of this Risk Management of Products and Services Policy is to ensure a financial institution properly evaluates and oversees its new products and services (including the enhancement and/or revision of existing products and services) to verify that they are permissible and, if applicable, obtain the necessary regulatory approvals to ensure compliance with all federal and state laws, rules, and regulations.
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Organization, Responsibilities and Administration - Topic 3
Strategic Planning and Due Diligence - Topic 4
Regulatory Applicability - Topic 5
Risk Management - Topic 6
Audit Policy - Topic 7
Staff Training Topic 8
Retention of Documentation - Topic 9
This policy template (approximately 25 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.
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