Vendor Management Program Policy - $275.00


The purpose of this Vendor Management Program Policy is to ensure a financial institution's risk management processes are commensurate with the level of risk and complexity of its third-party relationships and the entity’s organizational structures.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Risk Management - Topic 3
Organization, Responsibilities and Administration - Topic 4
Planning and Risk Assessment Process - Topic 5
Service Provider Due Diligence Standards - Topic 6
Contract Standards - Topic 7
Ongoing Monitoring Standards - Topic 8
Business Continuity Standards - Topic 9
Termination - Topic 10
Vendor Relationships with Insiders - Topic 11
Third-Party Payment Processors - Topic 12
Foreign Service Providers - Topic 13
Managed Security Service Providers - Topic 14
Independent Consultants - Topic 15
Marketplace Lending Providers - Topic 16
Audit Policy - Topic 17
Staff Training - Topic 18
Retention of Documentation - Topic 19

Recent updates to this product:
07/05/17 Update
OCC Bulletin 2017-21 - Frequently Asked Questions Regarding Third-Party Relationships and Use of SSAE 18 Reports

This policy template (approximately 77 pages) is available to purchase from in Microsoft® Word format for $275.00.

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