Asset Management Policy
This Asset Management Policy Template is for a bank, credit union, fintech company, or other type of financial institution to prudently manage the organization’s Asset Management Program which provides financial products or services to third-parties for a fee or commission.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Products and Services Definition – Topic 3
- Regulatory Framework – Topic 4
- Risk Management – Topic 5
- Audit Policy – Topic 6
- Staff Training – Topic 7
- Retention of Documentation – Topic 8
Recent updates to this product:
OCC Bulletin 2023-20 – Asset Management: Updated Comptroller’s Handbook Booklet and Rescissions
This Asset Management Policy Template (approximately 24 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
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