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Audit Policy

$275.00

The purpose of this Audit Policy Template is to address the risk management of a well-planned and properly structured Audit Program of a bank, credit union, or other type of financial institution that is an essential component to effectively monitor the financial institution’s risk management and internal control systems.  In general, the internal and external audit programs are designed to be a critical defense against fraud and provide vital information to the Board of Directors regarding the effectiveness of the financial institution’s internal control systems.

Description

Audit Policy

The purpose of this Audit Policy Template is to address the risk management of a well-planned and properly structured Audit Program of a bank, credit union, or other type of financial institution that is an essential component to effectively monitor the financial institution’s risk management and internal control systems. In general, the internal and external audit programs are designed to be a critical defense against fraud and provide vital information to the Board of Directors regarding the effectiveness of the financial institution’s internal control systems.

We designed this product to assist you and your financial institution to ensure your organization’s Audit Program remains in compliance with internal policy requirements and applicable federal regulatory laws, rules and regulations.

Table of Contents

  • Purpose and Contents – Topic 1
  • Policy Statement – Topic 2
  • Definitions – Topic 3
  • Risk Management – Topic 4
  • Board of Directors and Senior Management Responsibilities – Topic 5
  • Audit Committee Responsibilities – Topic 6
  • Audit Officer Responsibilities – Topic 7
  • Outsourced Audit Oversight Responsibilities – Topic 8
  • Internal Audit Guidelines – Topic 9
  • External Audit Guidelines – Topic 10
  • Annual Independent Audit and Reporting Requirements – Topic 11

This Audit Policy Template (approximately 51 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $275.00.

Want to ensure your purchase from BankPolicies.com remains current? Add a Product Update Protection Plan to your shopping cart to ensure that you will automatically receive an updated version every time it is revised via e-mail within one year from the last date of purchase. This timely and cost-effective solution ensures that you stay on top of federal regulatory changes and industry recommended best practices.

When updates are made you will receive detailed information regarding why the product was updated and what has changed within the product in our Product Update Notification e-mail correspondence. This enables you to make an informed decision on whether to make any changes to the policy or procedure you implemented for your financial institution from the revised template.

Our dedicated staff of career banking industry professionals are ready to keep your financial institution up to date with the latest bank policy standards and industry best practices. Purchase your bank policies from us today and rest easy knowing you have the right team helping you and your organization stay compliant. We look forward to earning your business for all of your bank policy needs.

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