Regulation L Policy

$100.00

This Regulation L Policy addresses how a bank, credit union, or other type of financial institution adheres to Regulation L – “Management Official Interlocks.”  In general, the purpose of the Interlocks Act and Regulation L is to foster competition by generally prohibiting a financial institution management official from serving two nonaffiliated depository organizations in situations when the management interlock likely would have an anticompetitive effect.  See more information about this product below.

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Description

Regulation L Policy

This Regulation L Policy addresses how a bank, credit union, or other type of financial institution adheres to Regulation L – “Management Official Interlocks.”  In general, the purpose of the Interlocks Act and Regulation L is to foster competition by generally prohibiting a financial institution management official from serving two nonaffiliated depository organizations in situations when the management interlock likely would have an anticompetitive effect.

Table of Contents

  • Purpose and Contents – Topic 1
  • Policy Statement – Topic 2
  • Definitions – Topic 3
  • Prohibitions – Topic 4
  • Permitted Interlocking Relationships – Topic 5
  • Small Market Share Exemption – Topic 6
  • General Exemption – Topic 7
  • Change in Circumstances – Topic 8
  • Enforcement – Topic 9
  • Clayton Act Reference – Topic 10
  • Audit Policy – Topic 11
  • Staff Training – Topic 12
  • Retention of Documentation – Topic 13

This Regulation L Policy (approximately 7 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.

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