Regulation W Policy

$175.00

This Regulation W Policy addresses how a bank, credit union, or other type of financial institution adheres to Regulation W – “Transactions Between Member Banks and Their Affiliates”.  Sections 23A and 23B of the Federal Reserve Act are important statutory provisions designed to protect a financial institution from suffering losses in transactions with its affiliates.  They also limit the ability of a financial institution to transfer to its affiliates the subsidy arising from the financial institution’s access to the Federal safety net.  See more information about this product below.  In addition, we recommend adding a Product Update Protection Plan to your shopping cart to ensure you automatically receive an updated version of this policy template every time it is revised by us via e-mail within one year from the date of purchase.

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Description

Regulation W Policy

This Regulation W Policy addresses how a bank, credit union, or other type of financial institution adheres to Regulation W – “Transactions Between Member Banks and Their Affiliates.”  Sections 23A and 23B of the Federal Reserve Act are important statutory provisions designed to protect a financial institution from suffering losses in transactions with its affiliates.  They also limit the ability of a financial institution to transfer to its affiliates the subsidy arising from the financial institution’s access to the Federal safety net.

Table of Contents

  • Purpose and Contents – Topic 1
  • Policy Statement – Topic 2
  • Regulation W Background – Topic 3
  • Definitions – Topic 4
  • Subpart B – General Provisions of Section 23A – Topic 5
  • Subpart C – Valuation and Timing Principals of Section 23A – Topic 6
  • Subpart D – Other Requirements of Section 23A – Topic 7
  • Subpart E – Exemptions from the Provisions of Section 23A – Topic 8
  • Subpart F – General Provisions of Section 23B – Topic 9
  • Subpart G – Application to U.S. Banks and Agencies of Foreign Banks – Topic 10
  • Subpart H – Miscellaneous Interpretations – Topic 11
  • Subpart I – Savings Institutions – Transactions With Affiliates – Topic 12
  • Audit Policy – Topic 13
  • Staff Training – Topic 14
  • Retention of Records – Topic 15

This Regulation W Policy (approximately 28 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.

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