Product Updates

Revised Policy Templates for September 2018 Bank Secrecy Act Policy Template – Comprehensive Version Customer Identification Program Policy Template New Accounts Policy Template The update to these products is in response to FinCEN Advisory FIN-2018-R003 entitled “Extension of Limited Exception from Beneficial Ownership Requirements for Legal Entity Customers of Certain Financial Products and Services with…

Revised Policy Templates for August 2018 Acquisition, Development, and Construction (ADC) Loan Policy Template Appraisal Policy Template Commercial Real Estate Loan Policy Template Corporate Governance Policy Template Stress Testing Program Policy Template The update to these products is in response to the Joint Release entitled “Agencies Issue Statement Regarding the Impact of the Economic Growth,…

Revised Policy Templates for July 2018 Bank Secrecy Act Policy Template – Basic Version Bank Secrecy Act Policy Template – Comprehensive Version The update to these products is in response to FinCEN Advisory FIN-2018-A003 entitled “Advisory on Human Rights Abuses Enabled by Corrupt Senior Foreign Political Figures and their Financial Facilitators” dated 06/12/18 that highlights…

Revised Policy Templates for June 2018 Bank Secrecy Act Policy Template – Comprehensive Version Customer Identification Program Policy Template New Accounts Policy Template The update to these products is in response to the FFIEC’s Press Release entitled “FFIEC Issues New Customer Due Diligence and Beneficial Ownership Examination Procedures” dated 05/11/18 that announced new examination procedures…

Revised Policy Templates for May 2018 Capital Planning Program Policy Template Corporate Governance Policy Template The update to these products is in response to client requests who submitted their suggestions to our “Client Wish List” that we incorporate Basel III Capital Conversion Buffer requirements in addition to other key regulatory capital requirements.  Your comments and ideas are always greatly…

Revised Policy Templates for April 2018 Appraisal Policy Template The update to this product is in response to the Joint Release entitled “Real Estate Appraisals” issued on 03/15/18 which amends the agencies’ regulations requiring appraisals of real estate for certain transactions.  The final rule increases the threshold level at or below which appraisals are not…

New Job Description Templates and Revised Policy Templates for March 2018 Digital Marketing Strategy Officer Job Description Template – NEW! Operations Risk Analyst Job Description Template – NEW! SBA Loan Underwriting Officer Job Description Template – NEW! These new products were developed in response to client requests who submitted their suggestions to our “Client Wish List.”  Your comments…

New Policy Template, New Job Description Templates, and Revised Policy Templates for February 2018 Human Resources Harassment Policy Template – NEW! Human Resources General Policy Template The release of these new and revised products is in response to the Equal Employment Opportunity Commission’s recently released Promising Practices for Preventing Harassment which identifies five core principles…

Revised Policy Templates for January 2018 Bank Secrecy Act Policy Template – Comprehensive Version The update to this product is in response to the following FinCEN Notice 2017-1 that announced a further extension of time for certain Report of Foreign Bank and Financial Accounts (FBAR) filings in light of the notice of proposed rulemaking (NPRM)…

New and Revised Policy Templates for December 2017 Document Imaging Policy Template – NEW! This new product was developed in response to client requests who submitted their suggestions to our “Client Wish List.”  Your comments and ideas are always greatly appreciated and will be taken into consideration whenever we revise our current products or create new ones.  In…