Regulation P Policy
This Regulation P Policy Template addresses how a bank, credit union, fintech company, or other type of financial institution adheres to Regulation P – “Privacy of Consumer Financial Information” regarding the treatment of nonpublic personal information about consumers.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Definitions – Topic 3
- Responsibilities – Topic 4
- Initial Privacy Notice – Topic 5
- Annual Notice to Customers – Topic 6
- Contents of Privacy Notices – Topic 7
- Right to Opt-Out – Topic 8
- Revised Privacy Notices – Topic 9
- Delivering Privacy and Opt-Out Notices – Topic 10
- Limits on Disclosures – Topic 11
- Exceptions – Topic 12
- Relation to State Laws – Topic 13
- Right to Financial Privacy Act Policy Reference – Topic 14
- Safeguarding Customer Information Policy – Topic 15
- Incident Response and Preparedness – Topic 16
- Fair Credit Reporting Act Reference – Topic 17
- Audit Policy – Topic 18
- Staff Training – Topic 19
- Retention of Documentation – Topic 20
Includes the following form templates:
- Information Systems Incident Response Procedures Checklist (9 pages)
- Privacy Acknowledgment – Employee (1 page)
- Regulation P Model Privacy Forms (12 pages)
Recent updates to this product:
05/02/22 Update
Federal Reserve Board Letter SR22-4/CA 22-3, FDIC FIL-12-2022, and OCC Bulletin 2022-8
12/01/21 Update
Joint Release – Agencies Approve Final Rule Requiring Computer-Security Incident Notification
This Regulation P Policy Template (approximately 89 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
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