Audit Policy - $275.00
The purpose of this Audit Policy Template is to address the risk management of a well-planned and properly structured Audit Program of a bank, credit union, or other type of financial institution that is an essential component to effectively monitor the financial institution’s risk management and internal control systems. In general, the internal and external audit programs are designed to be a critical defense against fraud and provide vital information to the Board of Directors regarding the effectiveness of the financial institution’s internal control systems.
We designed this product to assist you and your financial institution to ensure your organization's Audit Program remains in compliance with internal policy requirements and applicable federal regulatory laws, rules and regulations.
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Risk Management - Topic 4
Board of Directors and Senior Management Responsibilities - Topic 5
Audit Committee Responsibilities - Topic 6
Audit Officer Responsibilities - Topic 7
Outsourced Audit Oversight Responsibilities - Topic 8
Internal Audit Guidelines - Topic 9
External Audit Guidelines - Topic 10
Annual Independent Audit and Reporting Requirements - Topic 11
Recent updates to this product:
Use of SSAE 18 Reports
Internal and External Audits Booklet - OCC Bulletin 2016-42
This Audit Policy Template (approximately 51 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $275.00.
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