Audit Policy - $275.00


The purpose of this Audit Policy Template is to address the risk management of a well-planned and properly structured Audit Program of a bank, credit union, or other type of financial institution that is an essential component to effectively monitor the financial institution’s risk management and internal control systems.  In general, the internal and external audit programs are designed to be a critical defense against fraud and provide vital information to the Board of Directors regarding the effectiveness of the financial institution’s internal control systems.

We designed this product to assist you and your financial institution to ensure your organization's Audit Program remains in compliance with internal policy requirements and applicable federal regulatory laws, rules and regulations.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Risk Management - Topic 4
Board of Directors and Senior Management Responsibilities - Topic 5
Audit Committee Responsibilities - Topic 6
Audit Officer Responsibilities - Topic 7
Outsourced Audit Oversight Responsibilities - Topic 8
Internal Audit Guidelines - Topic 9
External Audit Guidelines - Topic 10
Annual Independent Audit and Reporting Requirements - Topic 11


This Audit Policy Template (approximately 51 pages) is available to purchase from in Microsoft® Word format for $275.00.

Mix and Match Volume Pricing

Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.

Sample Request

Click here if you are a new financial institution client and are interested in receiving a sample version of this product by e-mail attachment.

Need Help?

If you need assistance or didn't find what you are looking for, please contact us. We're here to help.