Asset, Liability and Liquidity Management Policy

$395.00

This Asset, Liability and Liquidity Management (ALM) Policy Template addresses policies, procedures and processes of a bank, credit union, fintech company, or other type of financial institution regarding ALM management to ensure liquidity is properly maintained to represent the financial institution’s ability to fund assets and meet its obligations as they become due.  In the same respect, liquidity and funds management is to be attained at a reasonable cost and with a minimum of loss to effectively manage a financial institution’s balance sheet and related earnings stream.  See more information about this product below.  In addition, we recommend adding a Product Update Protection Plan to your shopping cart to ensure you automatically receive an updated version of this policy template every time it is revised by us via e-mail within one year from the date of purchase.

Asset, Liability and Liquidity Management Policy

This Asset, Liability and Liquidity Management Policy Template addresses policies, procedures and processes of a bank, credit union, fintech company, or other type of financial institution regarding Asset, Liability and Liquidity Management to ensure liquidity is properly maintained to represent the financial institution’s ability to fund assets and meet its obligations as they become due.  In the same respect, liquidity and funds management is to be attained at a reasonable cost and with a minimum of loss to effectively manage a financial institution’s balance sheet and related earnings stream.

Table of Contents

    • Table of Contents
    • Purpose and Contents – Topic 1
    • Policy Statement – Topic 2
    • Definitions – Topic 3
    • Risk Management – Topic 4
    • Responsibility – Topic 5
    • Financial Performance Objectives and Reporting – Topic 6
    • Contingency Funding Plan – Topic 7
    • Dividend and Inter-Company Expense Policy Reference – Topic 8
    • Interest Rate Risk Policy Reference – Topic 9
    • Investment Policy Reference – Topic 10
    • Regulation F Policy Reference – Topic 11
    • Audit Policy – Topic 12
    • Staff Training – Topic 13
    • Retention of Documentation – Topic 14

Recent updates to this product:
03/01/23 Update
Joint Release – Joint Statement on Liquidity Risks to Banking Organizations resulting from Crypto-Asset Market Vulnerabilities

NOTE:  We are currently revising this product in response to the OCC Bulletin 2023-15 entitled “Liquidity: Updated Comptroller’s Handbook and Rescissions” dated 05/25/23.  We highly recommend you add a Product Update Protection Plan your shopping cart when purchasing this product to ensure that you will automatically receive the updated version when it is released, and any future revisions to the product for one year after the date of purchase.

This Asset, Liability and Liquidity Management Policy Template (approximately 84 pages) is available to purchase from Bankpolicies.com in Microsoft® Word format.

Want to ensure your purchase from BankPolicies.com remains current? Add a Product Update Protection Plan to your shopping cart to ensure that you will automatically receive an updated version every time it is revised via e-mail within one year from the last date of purchase. This timely and cost-effective solution ensures that you stay on top of federal regulatory changes and industry recommended best practices.

When updates are made you will receive detailed information regarding why the product was updated and what has changed within the product in our Product Update Notification e-mail correspondence. This enables you to make an informed decision on whether to make any changes to the policy or procedure you implemented for your financial institution from the revised template.

BankPolicies.com provides your financial institution with the best bank policy template products available in the industry. You will always be up to date with the latest changes to bank policies and never have to worry about being out of compliance with the various laws, rules and regulations issued by the Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve, Office of the Comptroller of the Currency (OCC), or other federal regulatory bodies that may apply to your organization.

Our dedicated staff of career banking industry professionals are ready to keep your financial institution up to date with the latest bank policy standards and industry best practices. Purchase your bank policies from us today and rest easy knowing you have the right team helping you and your organization stay compliant. We look forward to earning your business for all of your bank policy needs.

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