Asset, Liability and Liquidity Management (ALM/CFP) Policy

$395.00

This Asset, Liability and Liquidity Management (ALM) Policy Template addresses policies, procedures and processes of a bank, credit union, fintech company, or other type of financial institution to ensure liquidity is properly maintained to represent the organization’s ability to fund assets and meet its obligations as they become due.  In addition, the product contains a comprehensive Contingency Funding Plan (CFP) to ensure that an organization’s sources of liquidity are sufficient to fund normal operating requirements under contingent liquidity events.  See more information about this product below.  In addition, we recommend adding a Product Update Protection Plan to your shopping cart to ensure you automatically receive an updated version of this policy template every time it is revised by us via e-mail within one year from the date of purchase.

Asset, Liability and Liquidity Management Policy

This Asset, Liability and Liquidity Management (ALM) Policy Template addresses policies, procedures and processes of a bank, credit union, fintech company, or other type of financial institution to ensure liquidity is properly maintained to represent the organization’s ability to fund assets and meet its obligations as they become due.  In addition, the product contains a comprehensive Contingency Funding Plan (CFP) to ensure that an organization’s sources of liquidity are sufficient to fund normal operating requirements under contingent liquidity events.

Table of Contents

    • Purpose and Contents – Topic 1
    • Policy Statement – Topic 2
    • Risk Management – Topic 3
    • Responsibility – Topic 4
    • Liquidity Management Strategies and Collateral Position Management – Topic 5
    • Risk Tolerances and Limits – Topic 6
    • Liquidity Reporting – Topic 7
    • Liquidity Management Fundamentals – Topic 8
    • Liquidity Risk Measurement – Topic 9
    • Asset-Based Liquidity Sources – Topic 10
    • Liability-Based Liquidity Sources – Topic 11
    • Off-Balance Sheet Items – Topic 12
    • Liquidity Risk Analysis and Mitigation – Topic 13
    • Contingency Funding Plan – Topic 14
    • Internal Controls – Topic 15
    • Third-Party Management – Topic 16
    • Regulatory Evaluation of Liquidity – Topic 17
    • Interest Rate Risk Policy Reference – Topic 18
    • Investment Policy Reference – Topic 19
    • Regulation F Policy Reference – Topic 20
    • Audit Policy – Topic 21
    • Staff Training – Topic 22
    • Retention of Documentation – Topic 23

Recent updates to this product:
06/03/24 Update
FDIC – April 2024 Update to the Risk Management Manual of Examination Policies Section 6.1 – Liquidity and Funds Management
03/18/24 Update
FDIC – March 2024 Update to the Risk Management Manual of Examination Policies Section 3.3 – Securities
08/01/23 Update
Joint Release – Agencies Update Guidance on Liquidity Risks and Contingency Planning
06/15/23 Update
OCC Bulletin 2023-15 – Liquidity: Updated Comptroller’s Handbook and Rescissions
03/01/23 Update
Joint Release – Joint Statement on Liquidity Risks to Banking Organizations resulting from Crypto-Asset Market Vulnerabilities

This Asset, Liability and Liquidity Management Policy Template (approximately 79 pages) is available to purchase from Bankpolicies.com in Microsoft® Word format.

Want to ensure your purchase from BankPolicies.com remains current? Add a Product Update Protection Plan to your shopping cart to ensure that you will automatically receive an updated version every time it is revised via e-mail within one year from the last date of purchase. This timely and cost-effective solution ensures that you stay on top of federal regulatory changes and industry recommended best practices.

When updates are made you will receive detailed information regarding why the product was updated and what has changed within the product in our Product Update Notification e-mail correspondence. This enables you to make an informed decision on whether to make any changes to the policy or procedure you implemented for your financial institution from the revised template.

BankPolicies.com provides your financial institution with the best bank policy template products available in the industry. You will always be up to date with the latest changes to bank policies and never have to worry about being out of compliance with the various laws, rules and regulations issued by the Consumer Financial Protection Bureau (CFPB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve, Office of the Comptroller of the Currency (OCC), or other federal regulatory bodies that may apply to your organization.

Our dedicated staff of career banking industry professionals are ready to keep your financial institution up to date with the latest bank policy standards and industry best practices. Purchase your bank policies from us today and rest easy knowing you have the right team helping you and your organization stay compliant. We look forward to earning your business for all of your bank policy needs.

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