Information Technology Audit Policy
This Information Technology Audit Policy addresses the Information Technology (IT) Audit Program of a bank, credit union, fintech company, or other type of financial institution that provides the Board of Directors’ Audit Committee, Senior Management, Technology Committee, Chief Information Technology Officer, Chief Information Security Officer, and Compliance Officer with independent assessments.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Board of Directors and Audit Committee Responsibilities – Topic 3
- Audit Officer Responsibilities – Topic 4
- Audit Department Responsibilities – Topic 5
- Technology Committee Responsibilities – Topic 6
- External Auditor Responsibilities – Topic 7
- Internal Audit Program – Topic 8
- Risk Assessment and Risk-Based Auditing – Topic 9
- Audit Participation for Information Technology Projects – Topic 10
- Internal Audit Outsourcing General Guidelines – Topic 11
- Independence of the External Auditor – Topic 12
- Audit Outsourcing Arrangement – Topic 13
- Third-Party Reviews of Technology Service Providers
This Information Technology Audit Policy (approximately 13 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
NOTE: The complete contents of this Information Technology Audit Policy are also included in the Information Systems Security Policy.
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