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Investment Policy

$175.00

The purpose of this Investment Policy Template is to address the investment policy of a bank, credit union, or other type of financial institution that governs the securities and end user derivatives (investment) function of the organization in order to provide the organization with earnings, liquidity, and capital appreciation through carefully constructed positions that reduce overall risk exposures.

Description

Investment Policy

The purpose of this Investment Policy Template is to address the investment policy of a bank, credit union, or other type of financial institution that governs the securities and end user derivatives (investment) function of the organization in order to provide the organization with earnings, liquidity, and capital appreciation through carefully constructed positions that reduce overall risk exposures.

Table of Contents

  • Purpose and Contents – Topic 1
  • Policy Statement – Topic 2
  • Internal Controls and Structure of Accountability – Topic 3
  • Portfolio Management – Topic 4
  • Risk Limits – Topic 5
  • Acceptable Investment Practices – Topic 6
  • Unacceptable Investment Practices – Topic 7
  • Portfolio Diversification – Topic 8
  • Other Than Temporary Impairment Assessment – Topic 9
  • Approved Securities Dealers and Safekeeping Locations – Topic 10
  • Regulation F Policy Reference – Topic 11
  • Audit Policy – Topic 12
  • Staff Training – Topic 13
  • Retention of Documentation – Topic 14

Recent updates to this product:
07/02/18 Update
Agencies Issue Final Rulemaking to Shorten Settlement Cycle
07/05/17 Update
Shortening the Settlement Cycle – OCC Bulletin 2017-22

This Investment Policy Template (approximately 42 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.

Want to ensure your purchase from BankPolicies.com remains current? Add a Product Update Protection Plan to your shopping cart to ensure that you will automatically receive an updated version every time it is revised via e-mail within one year from the last date of purchase. This timely and cost-effective solution ensures that you stay on top of federal regulatory changes and industry recommended best practices.

When updates are made you will receive detailed information regarding why the product was updated and what has changed within the product in our Product Update Notification e-mail correspondence. This enables you to make an informed decision on whether to make any changes to the policy or procedure you implemented for your financial institution from the revised template.

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