Management Interlocks Policy
This Management Interlocks Policy is for a bank or other type of financial institution to ensure proper adherence to the Depository Institution Management Interlocks Act to foster competition by generally prohibiting a management official of a depository organization from simultaneously serving as a management official of an unaffiliated depository organization in situations where the management interlock likely would have an anti-competitive effect.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Definitions – Topic 3
- Exemptions – Topic 4
- Background Investigations – Topic 5
- Decision Criteria – Topic 6
- Application Process – Topic 7
- Audit Policy – Topic 8
- Staff Training – Topic 9
- Retention of Records – Topic 10
This Management Interlocks Policy (approximately 9 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
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