Records Retention Policy
This Records Retention Policy is intended to ensure that all documentation generated by a bank, credit union, fintech company, or other type of financial institution is properly retained in an orderly and secure manner in compliance with all applicable state and federal laws, rules, and regulations, including those that are specific to the organization’s state and federal regulators and applicable state statutes that may apply.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Administrative – Topic 3
- Human Resources – Topic 4
- Lending – Topic 5
- Operations – Topic 6
- Audit Policy – Topic 7
- Staff Training – Topic 8
- Retention of Documentation – Topic 9
This Records Retention Policy (approximately 6 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
Product Update Protection Plan
Ensure your purchase from BankPolicies.com remains current by adding a Product Update Protection Plan to your shopping cart. You’ll automatically receive an updated version via e-mail every time it’s revised, within one year from the last date of purchase.
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BankPolicies.com keeps your financial institution up to date with the latest bank policy standards and industry best practices. Purchase your bank policies from us today and rest easy knowing you have the right team helping you and your organization stay compliant.
