Regulation L Policy - $100.00

Summary

The purpose of this Regulation L Policy Template is to address how a financial institution adheres to Regulation L - “Management Official Interlocks."  In general, the purpose of the Interlocks Act and Regulation L is to foster competition by generally prohibiting a financial institution management official from serving two nonaffiliated depository organizations in situations when the management interlock likely would have an anticompetitive effect.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Prohibitions - Topic 4
Permitted Interlocking Relationships - Topic 5
Small Market Share Exemption - Topic 6
General Exemption - Topic 7
Change in Circumstances - Topic 8
Enforcement - Topic 9
Clayton Act Reference - Topic 10
Audit Policy - Topic 11
Staff Training - Topic 12
Retention of Documentation - Topic 13

This Regulation L Policy Template (approximately 7 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $100.00.

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