Brokered Deposits Policy
This Brokered Deposits Policy is for a bank, credit union, fintech company, or other type of financial institution to supplement and expand upon the organization’s Asset, Liability, and Liquidity Management (ALM) Policy by addressing policies, procedures and processes related to the organization’s brokered deposits.
Table of Contents
- Purpose and Contents – Topic 1
- Policy Statement – Topic 2
- Definitions – Topic 3
- Solicitation and Acceptance – Topic 4
- Responsibility – Topic 5
- Waivers – Topic 6
- Interest Rate Restrictions – Topic 7
- Audit Policy – Topic 8
- Staff Training – Topic 9
- Retention of Documentation – Topic 10
This Brokered Deposits Policy Template (approximately 14 pages) is available to purchase from BankPolicies.com in Microsoft® Word format.
NOTE: The complete contents of this product are also included in the Asset, Liability and Liquidity Management Policy.
Product Update Protection Plan
Ensure your purchase from BankPolicies.com remains current by adding a Product Update Protection Plan to your shopping cart. You’ll automatically receive an updated version via e-mail every time it’s revised, within one year from the last date of purchase.
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