Anti-Money Laundering (AML) Policy - Bank Version - $175.00


The purpose of this Anti-Money Laundering (AML) Policy Template - Bank Version is to address policies, procedures and processes of a bank to ensure proper adherence to the provisions and intent of the USA Patriot Act regarding the requirement to implement reasonable procedures to deter money laundering activities and actively search for suspicious activity.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Structure of Accountability - Topic 3
Risk Management - Topic 4
Money Laundering and Terrorist Red Flags - Topic 5
Detection and Monitoring Procedures - Topic 6
High-Risk Entities and Monitoring - Topic 7
Information Sharing - Topic 8
Foreign and High-Risk Foreign Accounts - Topic 9
Enhanced Due Diligence for Certain Foreign Banks - Topic 10
Rules for Special Accounts, Persons and Other Entities - Topic 11
Penalties - Topic 12
Audit Policy - Topic 13
Staff Training - Topic 14
Retention of Documentation - Topic 15

NOTE:  This product is designed to provide the basic elements of anti-money laundering (AML) and DOES NOT include detailed customer identification (CIP), OFAC, and other related Bank Secrecy Act (BSA) guidance.  Please refer to the Bank Secrecy Act Policy Template - Comprehensive Version which incorporates these and other key elements of BSA/AML regulatory guidance.

This Anti-Money Laundering Policy Template - Bank Version (approximately 90 pages) is available to purchase from in Microsoft® Word format for $175.00.

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