Independent Consultant Policy - $100.00
The purpose of this Independent Consultant Policy addresses how a financial institution conducts appropriate due diligence to ensure that an independent consultant performing a functional engagement has the necessary expertise and resources to provide the needed services.
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Regulator Assessment - Topic 3
Submission Standards and Procedures - Topic 4
Oversight of the Engagement - Topic 5
Audit Policy - Topic 6
Staff Training - Topic 7
Retention of Documentation - Topic 8
NOTE: This product is intended to be a supplement to a financial institution's vendor management policy. For a complete solution, please refer to our Vendor Management Program Policy which contains the full text of this template in addition to other related regulatory guidance.
This policy template (approximately 8 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $100.00.
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