Independent Consultant Policy - $100.00


The purpose of this Independent Consultant Policy Template addresses how a bank, credit union, or other type of financial institution conducts appropriate due diligence to ensure that an independent consultant performing a functional engagement has the necessary expertise and resources to provide the needed services.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Regulator Assessment - Topic 3
Submission Standards and Procedures - Topic 4
Oversight of the Engagement - Topic 5
Audit Policy - Topic 6
Staff Training - Topic 7
Retention of Documentation - Topic 8

NOTE: This product is intended to be a supplement to a financial institution's vendor management policy. For a complete solution, please refer to our Vendor Management Program Policy which contains the full text of this template in addition to other related regulatory guidance.

This Independent Consultant Policy Template (approximately 8 pages) is available to purchase from in Microsoft® Word format for $100.00.

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