Investment Policy - $175.00
The purpose of this Investment Policy Template is to address the investment policy of a bank, credit union, or other type of financial institution that governs the securities and end user derivatives (investment) function of the organization in order to provide the organization with earnings, liquidity, and capital appreciation through carefully constructed positions that reduce overall risk exposures.
Table of Contents
Purpose and Contents - Topic 1
Policy Statement - Topic 2
Internal Controls and Structure of Accountability - Topic 3
Portfolio Management - Topic 4
Risk Limits - Topic 5
Acceptable Investment Practices - Topic 6
Unacceptable Investment Practices - Topic 7
Portfolio Diversification - Topic 8
Other Than Temporary Impairment Assessment - Topic 9
Approved Securities Dealers and Safekeeping Locations - Topic 10
Regulation F Policy Reference - Topic 11
Audit Policy - Topic 12
Staff Training - Topic 13
Retention of Documentation - Topic 14
Recent updates to this product:
Shortening the Settlement Cycle - OCC Bulletin 2017-22
This Investment Policy Template (approximately 42 pages) is available to purchase from BankPolicies.com in Microsoft® Word format for $175.00.
Mix and Match Volume Pricing
Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.
Click here if you are a new financial institution client and are interested in receiving a sample version of this product by e-mail attachment.