Investment Policy - $175.00


The purpose of this Investment Policy Template is to address the investment policy of a bank, credit union, or other type of financial institution that governs the securities and end user derivatives (investment) function of the organization in order to provide the organization with earnings, liquidity, and capital appreciation through carefully constructed positions that reduce overall risk exposures.

Table of Contents

Purpose and Contents - Topic 1
Policy Statement - Topic 2
Internal Controls and Structure of Accountability - Topic 3
Portfolio Management - Topic 4
Risk Limits - Topic 5
Acceptable Investment Practices - Topic 6
Unacceptable Investment Practices - Topic 7
Portfolio Diversification - Topic 8
Other Than Temporary Impairment Assessment - Topic 9
Approved Securities Dealers and Safekeeping Locations - Topic 10
Regulation F Policy Reference - Topic 11
Audit Policy - Topic 12
Staff Training - Topic 13
Retention of Documentation - Topic 14

Recent updates to this product:
07/02/18 Update
Agencies Issue Final Rulemaking to Shorten Settlement Cycle
07/05/17 Update
Shortening the Settlement Cycle - OCC Bulletin 2017-22

This Investment Policy Template (approximately 42 pages) is available to purchase from in Microsoft® Word format for $175.00.

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