Anti-Money Laundering (AML) Policy - Loan, Mortgage, or Finance Company Version - $275.00


The purpose of this Anti-Money Laundering (AML) Policy Template - Loan Mortgage, or Finance Company Version is to address a loan, mortgage, or finance company's written Anti-Money Laundering (AML) Program that is reasonably designed to prevent a company from being used to facilitate money laundering and the financing of terrorist activities under the Bank Secrecy Act (BSA), and mortgage fraud.

Table of Contents

Purpose and Contents – Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Structure of Accountability - Topic 4
Risk Management - Topic 5
Money Laundering, Terrorist Red Flags, and Mortgage Fraud - Topic 6
Customer Identification Program Policy - Topic 7
OFAC Policy - Topic 8
Suspicious Activity Reporting - Topic 9
Report of Cash Payments - Topic 10
Information Sharing - Topic 11
Special Measures - Topic 12
Audit Policy - Topic 13
Staff Training - Topic 14
Retention of Documentation - Topic 15

This Anti-Money Laundering Policy Template - Loan, Mortgage, or Finance Company Version (approximately 41 pages) is available to purchase from in Microsoft® Word format for $275.00.

Mix and Match Volume Pricing

Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.

Sample Request

Click here if you are a new financial institution client and are interested in receiving a sample version of a product by e-mail attachment.

Need Help?

If you need assistance or didn't find what you are looking for, please contact us. We're here to help.